Regulation D Rule 502 Focuses, in Part, on Resale Restrictions

question 66

True/False

Regulation D Rule 502 focuses, in part, on resale restrictions imposed on privately-placed securities.

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Definitions:

Unauthorized Secondary Use

The use of data or information for purposes different from those originally intended or authorized, without permission.

Personal Data

Information related to an identifiable individual, including details that can be used on their own or with other information to identify, contact, or locate a person.

Geolocation Techniques

Methods used to determine the geographical location of a person or object, typically through GPS, IP address tracking, or other sensors.

Beaconing

The practice of using Bluetooth Low Energy (BLE) devices to send targeted messages and information to nearby smartphones.