Each of the Following Questions Names an Item

question 13

Short Answer

Each of the following questions names an item.Select the correct description of the item from this list.Indicate your selection by entering the letter of the description.
a.Provides preliminary information to investors about an upcoming issue.
b.Informs investors of an upcoming offering.
c.Required annual filing to the SEC.
d.Discloses unscheduled material events.
e.Includes amendments to the Securities Act,additional disclosure requirements,and other current issues regarding accounting and auditing principles and standards.
f.Results in a thorough examination by the SEC of a registration statement.
g.Issued by the staff of the SEC and contains differences that must be corrected in a registration statement before the securities may be offered or sale.
h.Quarterly report to SEC.
i.Includes new or revised administrative practices and interpretations used in reviewing financial statements.
j.Includes the results of actions taken against accountants or other participants because false or misleading statements were filed.
k.Includes Regulations S-X and S-K.
-Financial Reporting Releases

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Definitions:

Ownership

refers to the state or fact of possessing something, which can include tangible property or intangible rights.

Negotiate a Contract

The process of discussing and reaching an agreement on the terms of a contract, ensuring clarity and mutual understanding of expectations and responsibilities.

Concerns

Matters of interest or importance that require attention or action, often signaling potential issues needing to be addressed.

Respondents

Individuals or entities that provide answers or feedback in a survey or study.