An Agent Who Arranges a Transaction Between a Buyer and a Seller

question 43

Multiple Choice

An agent who arranges a transaction between a buyer and a seller of equity securities is called a:

• A) broker.
• B) floor trader.
• C) capitalist.
• D) principal.
• E) dealer.

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Definitions:

Debt

An amount of money borrowed by one party from another, typically with the condition that it is to be repaid with interest.

Security Agreement

A legal document that provides a lender a security interest in a specified asset or property that serves as collateral for a loan.

Documents

Written, printed, or electronic records that provide evidence or information.

Considered

Thought about or taken into account when making a decision or judgment.