Which of the Following Statements Is Not a Responsibility of the SEC

question 22

Multiple Choice

Which of the following statements is not a responsibility of the SEC?

• A)Regulation of the activities of brokers,dealers,and advisers.
• B)Adoption of rules to regulate securities transactions.
• C)Enforcement of securities laws.
• D)Criminal prosecution of alleged violations.
• E)Regulation of trades on securities exchanges.

---

Definitions:

Blue Wavelengths

Refers to the portion of the electromagnetic spectrum with wavelengths between approximately 450 and 495 nanometers, perceived as the color blue.

Green Wavelengths

Parts of the visible light spectrum that are perceived as green, important for photosynthesis as they are absorbed by plants for energy.

UV Wavelengths

The portion of the electromagnetic spectrum with wavelengths shorter than visible light but longer than X-rays, known for having sterilizing properties and causing sunburn.

Action Spectrum

A graph of the effectiveness of light at specific wavelengths in promoting a light-requiring reaction. Compare with absorption spectrum.