What Is Private Placement of Securities

question 59

Multiple Choice

What is private placement of securities?

• A) A procedure that allows a company to register securities and then sell them over a period of two years without reregistering.
• B) A procedure that allows the sale of securities to a small group of sophisticated knowledgeable investors, without any general solicitation.
• C) A method of filing Form 10-K with the SEC.
• D) the registration of mutual funds that engage in investing and trading securities.
• E) A sale of securities to 35 or fewer accredited investors.

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