When Must Form 8-K Be Filed with the SEC

question 34

Multiple Choice

When must Form 8-K be filed with the SEC?

• A) within forty-five days of the end of any quarter other than the fourth quarter of the fiscal year.
• B) within ninety days of the end of the fiscal year.
• C) within fifteen days of the occurrence of certain significant events.
• D) within sixty days of the end of the fiscal year.
• E) when a relatively small company intends to issue securities.

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Definitions:

Business Communications

The sharing of information between people within and outside an organization conducted for the commercial benefit of the organization.

Universal

Applicable everywhere or in all cases; general or comprehensive in nature.

Immediate Response

A prompt reply or action taken as soon as a request or situation arises.

Phishing

A fraudulent practice of sending emails purporting to be from reputable companies to induce individuals to reveal personal information.