Which One of the Following Requires the Registration of Mutual

question 43

Multiple Choice

Which one of the following requires the registration of mutual funds that engage in investing and trading in securities?

• A) The Securities Act of 1933.
• B) The Securities Exchange Act of 1934.
• C) The Investment Company Act of 1940.
• D) The Foreign Corrupt Practices Act of 1977.
• E) The Sarbanes-Oxley Act of 2002.

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Definitions:

Gratification

The pleasure or satisfaction obtained from achieving something desired or fulfilling a need.

Abused Children

Minors who have been subjected to physical, emotional, sexual, or neglectful mistreatment, which significantly affects their health and development.

Low Self-Esteem

A condition characterized by a lack of confidence and negative self-perception.

Perform Poorly

To achieve results below expected standards or benchmarks in any given task or examination.