The Securities Act of 1933 Did Not

question 38

Multiple Choice

The Securities Act of 1933 did not

• A) require that all securities sold in more than one state be registered with the SEC.
• B) hold corporate officers liable for losses for those who were misled by false information in the prospectus.
• C) set guidelines for insiders who trade in the securities of their own firm.
• D) require a prospectus for all new issues of securities, which contains all information appearing in the registration statement.

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Definitions:

Switchboard Form

In database applications, a user interface that provides a menu or dashboard from which different operations or tasks can be performed.

Form Design

The process of creating a form, usually for digital use, where users can input and submit information.

Split Form

A feature in database applications, such as Microsoft Access, which simultaneously displays a single data record in a form view alongside a datasheet view of the entire dataset.

Create Tab

A user interface element in software applications that allows users to generate new documents, files, or objects within the application.