Examlex
Which of the following instruments has teeth that are used to grasp tissue?
1933 Act
The U.S. Securities Act of 1933, a federal law enacted as a result of the stock market crash of 1929, aimed at regulating the securities market and protecting investors.
Registration Statement
A set of documents, including a prospectus, filed with a regulatory body like the SEC by companies wishing to issue public shares.
Material Misstatements
False or inaccurate statements that are significant enough to impact an investor's or decision-maker's judgment.
SEC Rule 504
SEC Rule 504 of Regulation D allows certain small businesses to offer and sell up to $5 million of their securities in any 12-month period without having to register the securities with the SEC.
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