Which of the Following Are Acts Regulating Securities Transactions

question 17

Multiple Choice

Which of the following are acts regulating securities transactions?

• A) The Securities Act of 1933.
• B) The Securities Exchange Act of 1934.
• C) The Anti-Fraud Securities Act of 2001.
• D) The Securities Act of 1933, the Securities Exchange Act of 1934, and the Anti-Fraud Securities Act of 2001.
• E) The Securities Act of 1933 and the Securities Exchange Act of 1934, but not the Anti-Fraud Securities Act of 2001.

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Definitions:

Assimilation

In cognitive development, it's the process of taking in new information and incorporating it into existing cognitive schemas.

Accommodation

Adjusting one's behaviors or actions to incorporate the needs or expectations of others, or making physical space suitable for some purpose.

Conservation

The realization that altering an object’s or substance’s appearance does not change its basic properties.

Centration

Focusing attention on one characteristic to the exclusion of all others.