Which of the Following Is an Example of a Material

question 37

Multiple Choice

Which of the following is an example of a material omission or misrepresentation during a securities transaction under Section 10(b) and Rule 10(b) (5) ?

• A) A change in the status of litigation against the company.
• B) A change in dividends.
• C) A new product, process, or discovery.
• D) A change in the status of litigation against the company; a change in dividends; and a new product, process, or discovery.
• E) A change in the status of litigation against the company and a change in dividends; but not a new product, process or discovery.

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Definitions:

Gang-Related Activities

Actions or behaviors that are associated with or carried out by organized groups often involved in criminal acts.

Rural And Suburban

Describes areas that are either less densely populated and agricultural (rural) or residential areas adjacent to urban cities (suburban).

Responsive Educators

Teachers or instructors who adapt their instructional strategies to meet the individual needs and responses of their students.

Families In Poverty

Households living below the income threshold which is considered necessary to meet basic needs.