Who Is Responsible for Compliance with SOX Section 404

question 49

Multiple Choice

Who is responsible for compliance with SOX section 404:

• A) management.
• B) the auditors.
• C) both management and the auditors.
• D) It depends on the specifics.

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Definitions:

Protected Class

Groups of people legally protected from discrimination based on specific characteristics like race, gender, age, or disability.

Collective Agreement

A written contract of employment, typically negotiated by a union representing employees and the employer, outlining terms and conditions of employment.

Human Rights Legislation

Refers to laws and regulations designed to protect individuals' fundamental rights and freedoms from infringement or abuse.

Federal Acts

Legislation passed by the national government that applies across the entire country.