Examlex
When Jing-Mei was younger, she was obsessed with getting approval from others. When taking an interpersonal communication class, she realized that she had the ability to stand up for herself in appropriate ways in order to satisfy her needs and pursue her goals. She is now practicing
Commissioners of the SEC
The heads of the U.S. Securities and Exchange Commission (SEC), responsible for enforcing federal securities laws, regulating the securities industry, the nation's stock and options exchanges, and other related functions.
U.S. Court of Appeals
A court within the federal judicial system of the United States that hears appeals from federal district courts.
No-action Letters
are statements issued by regulatory agencies indicating that the agency does not intend to take legal action against a specifically proposed activity.
Exempted Offerings
Securities offerings that are released from the registration requirements with the SEC, generally due to their limited nature.
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