Examlex
What are open-ended questions? Give an example.
Issuer
An entity that develops, registers, and sells securities to finance its operations, such as corporations or governmental bodies issuing bonds or stocks.
Sarbanes-Oxley Act
The Sarbanes-Oxley Act is a United States federal law that set new or expanded requirements for all U.S. public company boards, management, and public accounting firms, aiming to protect investors from fraudulent financial reporting.
Securities Regulations
Securities regulations are laws and rules designed to govern the trading, offering, and sale of securities to protect investors and ensure the fair functioning of securities markets.
SEC
Stands for the Securities and Exchange Commission, a U.S. federal agency responsible for regulating the securities industry and ensuring fair and efficient markets.
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