What Is Shelf Registration

question 73

Multiple Choice

What is shelf registration?

• A) A procedure that allows the sale of securities to a small group of knowledgeable investors without any general solicitation.
• B) A procedure that allows a company to register securities and then sell them over a period of two years without reregistering.
• C) A method of filing Form 10-K with the SEC.
• D) The registration of mutual funds that engage in investing and trading securities.
• E) The registration of securities issued in connection with business combination transactions.

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Definitions:

Ultimate Collection

A term typically referring to the most complete or finest selection of items in a particular category or series.

Government Grants

Financial assistance given by the government to individuals, organizations, or companies in support of activities that are considered beneficial to the public interest.

Profit-Oriented Enterprise

An organization that operates with the primary goal of earning profits, as opposed to non-profit organizations.

Not-for-profit Organization

An entity that operates for purposes other than generating profit for owners or shareholders, focusing instead on a mission or specific group of people.