Which One of the Following Regulates the Initial Offering of Securities

question 34

Multiple Choice

Which one of the following regulates the initial offering of securities by a company or underwriter?

• A) The Securities Act of 1933.
• B) The Securities Exchange Act of 1934.
• C) The Investment Company Act of 1940.
• D) The Investment Advisers Act of 1940.
• E) The Sarbanes-Oxley Act of 2002.

---

Definitions:

Safeguard Inventories

Actions or strategies implemented to protect and manage a company's inventory from loss, theft, or damage.

LIFO Reserve

The difference between the cost of inventory calculated using the Last-In, First-Out method and the FIFO (First-In, First-Out) method.

Stock-Outs

Occurrences when items are not in stock and cannot fulfill customer demand, often leading to potential sales loss.

Inventory Unit Costs

The cost associated with each individual unit of inventory, including purchase price, shipping, handling, and storage costs.