The Primary Objective of the Securities Act of 1933 Is

question 26

Multiple Choice

The primary objective of the Securities Act of 1933 is the regulation of which of the following?

• A)Trading of securities after their initial issuance.
• B)Initial issuances of securities.
• C)Adherence to the Sarbanes-Oxley Act of 2002.
• D)The registration of audit firms with the PCAOB.

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Definitions:

Constitutional Freedoms

Fundamental rights and liberties protected by the constitution of a country, such as freedom of speech, religion, and assembly.

Progressive Reformers

Activists and policy-makers from the late 19th and early 20th centuries advocating for social, political, and economic reforms to address societal issues.

Public Good

A commodity or service that is provided without profit to all members of a society, either by the government or a private individual or organization.

Individual Rights

Rights guaranteed to individuals, typically regarding personal freedom, fairness, and protection from government overreach, often outlined in a country's constitution.