One of the Specific Requirements of the Sarbanes-Oxley Act (SOX)

question 73

Multiple Choice

One of the specific requirements of the Sarbanes-Oxley Act (SOX) is that:

• A)Auditors should not evaluate internal controls since they are management's responsibility.
• B)Auditors of a client are restricted as to what consulting services may be provided.
• C)The person leading the audit should remain the same indefinitely to maintain consistency.
• D)A modest penalty is imposed for any violation of the SOX guidelines.
• E)Auditor's work on a client engagement is overseen directly by the FASB.

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