A(n) ________ Is Submitted Along with the Registration Statement to the SEC

question 59

Multiple Choice

A(n) ________ is submitted along with the registration statement to the SEC and also used as a selling tool to help prospective investors evaluate the financial risk of an investment.

• A) organization document
• B) certificate of interest
• C) prospectus
• D) operation agreement

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Definitions:

Administrative Agency

A federal or state government agency created by the legislature to perform a specific function, such as to make and enforce rules pertaining to the environment.

Specific Function

A distinct task or role performed by someone or something, especially referring to machines or parts of a system.

Federal Statute

A law enacted by the national government.

Legislative Body

An official organization or group of people who have the power to make, change, or repeal laws.