General Controls May Include Firewalls Which Are Used to Protect

question 64

Multiple Choice

General controls may include firewalls which are used to protect:

• A) erroneous internal handling of data.
• B) against insufficient documentation of transactions.
• C) illogical programming commands.
• D) unauthorized use of system resources.

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Definitions:

Free-Writing Prospectus

A written, electronic, or graphic communication associated with the offer to sell a security and used during the waiting period to supplement other information about the security.

Securities And Exchange Commission

A U.S. federal agency responsible for enforcing federal securities laws, proposing securities rules, and regulating the securities industry, stock and options exchanges, and other related activities and organizations.

Registration Statement

A set of documents filed with a regulatory agency, such as the Securities and Exchange Commission, detailing the specifics of a proposed business offering.

Effective Date

The date on which an agreement, policy, or regulation becomes operative and enforceable.