Harmer Company Has Filed a Registration Statement Under the 1933

question 82

Essay

Harmer Company has filed a registration statement under the 1933 Act for purposes of issuing $5,000,000 of debentures.The registration statement has not been declared effective.Harmer wants to issue a press release concerning its plans to expand its operations.It also wants to telephone several large investors and tell them why they should buy the debentures.Will these activities cause Harmer to violate Section 5 of the Securities Act?

---

Definitions:

Family Security

The state of being free from danger or threats regarding a family's health, well-being, and financial position, ensuring a stable environment.

Individualism View

A perspective that emphasizes the importance of personal freedom and self-reliance, often contrasting with collectivist approaches.

Self-interests

Refers to actions or decisions motivated by personal gain, advantage, or benefit, often considered in economic and behavioral analyses.

Terminal Values

Terminal values refer to the end goals in life that individuals consider most important and desirable, such as happiness, wisdom, or freedom.