Examlex
Aggressive and destructive behavior are seen in
Over the Counter
Describes securities trading through a dealer network rather than on a centralized exchange, often for stocks that do not meet the requirements to be listed on major exchanges.
1934 Act
Refers to the Securities Exchange Act of 1934, which governs the trading of securities in the U.S., including the establishment of the SEC.
Registration Under
The process of officially recording or enlisting something or someone under certain conditions or regulations, often related to securities laws.
1933 Act
A U.S. federal law, officially known as the Securities Act of 1933, enacted to ensure more transparency in financial statements to protect investors from fraud.
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