What Is the Most Appropriate Control to Prevent Improper Use

question 7

Multiple Choice

What is the most appropriate control to prevent improper use of share or bond instruments?

• A)Authorization to purchase shares by a senior financial officer.
• B)Use of a registered broker to purchase and sell all shares.
• C)Proper custodial control of securities.
• D)Registration of bond instruments with the exchange authorities.

---

Definitions:

Equal Employment Opportunity Commission

A federal agency tasked with enforcing laws against workplace discrimination.

Sexual Orientation

An enduring pattern of emotional, romantic, or sexual attractions to men, women, both genders, neither gender, or another gender, and is part of the spectrum of human sexuality.

Title VII

A section of the Civil Rights Act of 1964 prohibiting employment discrimination based on race, color, religion, sex, or national origin.

Disability Discrimination

Unfair treatment of individuals because of their disabilities, prohibited under laws such as the Americans with Disabilities Act.