The ___ Establishes and Updates Rules to Ensure That Member

question 110

Multiple Choice

The ___ establishes and updates rules to ensure that member brokers perform their basic functions honestly and fairly.

• A)NASD
• B)NASDAQ
• C)NYSE
• D)FDIC

---

Definitions:

Quarterly

Pertaining to or occurring every three months.

Anniversary Model

A special edition of a product released to celebrate a milestone in the life of the product or company.

Performance Appraisal

A regular review of an employee's job performance and overall contribution to a company.

Evaluation

The systematic assessment of the value, performance, or qualities of someone or something, typically for purposes of making decisions or improving effectiveness.