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An Employee Who Is Involved in Preparing Her Employer's SEC

question 22

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An employee who is involved in preparing her employer's SEC filings informed the SEC that a footnote disclosure in the company's filings was misleading and untruthful.The company's employment manual clearly states that "communications with federal or state law enforcement authorities is strictly forbidden without first obtaining the written consent of the company's General Counsel Office." This employee never did so.The employer:


Definitions:

Outlining

The process of creating a general framework or plan for a piece of writing, presentation, or project.

Topic

The subject or theme of a discourse, conversation, or written work.

Main Idea

The main idea is the central point or the most important concept being conveyed by a piece of writing, speech, or argument.

Examples and Evidence

Specific instances or data provided to support or illustrate a claim, argument, or idea.

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