Which of the Following Is True Regarding Federal Acts Regulating

question 66

Multiple Choice

Which of the following is true regarding federal acts regulating securities transactions?

• A) The Securities Act of 1933, the Securities Exchange Act of 1934, and the Anti-Fraud Securities Act of 2001 are all federal acts regulating securities transactions.
• B) The Securities Exchange Act of 1934 and the Securities Act of 1933 are federal acts regulating securities transactions, but the Anti-Fraud Securities Act of 2001 is not.
• C) The Anti-Fraud Securities Act of 2001 and the Securities Exchange Act of 1934 are federal acts regulating securities transactions, but he Securities Act of 1933 is not.
• D) The Anti-Fraud Securities Act of 2001 and the Securities Act of 1933 are federal acts regulating securities transactions, but he Securities Exchange Act of 1934 is not.
• E) The Securities Act of 1933 is a federal act regulating securities transactions, but the Securities Exchange Act of 1934 and the Anti-Fraud Securities Act of 2001 are not.

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Definitions:

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