Regulation FD Requires Simultaneous Disclosure of Critical Information Simultaneously to Investment

question 77

Multiple Choice

Regulation FD requires simultaneous disclosure of critical information simultaneously to investment professionals and the general public with the exception of

• A)brokerage firms.
• B)hedge funds.
• C)securities rating service such as Moody's Investor Services and Standard & Poor's.
• D)mutual fund managers.

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Definitions:

Supervisor

An individual within an organization responsible for overseeing the work of others.

Armed Forces

The military forces of a nation, including the army, navy, air force, and sometimes other branches like the marines or coast guard.

Reinstated

The process of restoring something or someone to their previous position or status.

First Amendment

An amendment to the United States Constitution that guarantees freedoms concerning religion, expression, assembly, and the right to petition.