Which One of the Following Statements About Stockbrokers Is Correct

question 9

Multiple Choice

Which one of the following statements about stockbrokers is correct?

• A) Stockbrokers act as dealers in the securities they trade.
• B) Stockbrokers must be licensed by the Securities and Exchange Commission.
• C) Stockbrokers are regulated by financial consultants.
• D) Stockbrokers execute trades on the floor of the New York Stock Exchange on behalf of account executives.

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Definitions:

Attention Deficit

A condition, often referred to as ADHD (Attention Deficit Hyperactivity Disorder), where an individual has difficulty maintaining focus and attention.

Eye Contact

A form of nonverbal communication that occurs when two people look into each other's eyes at the same time; it can signal attention, interest, or aggression.

Autism

A neurodevelopmental disorder characterized by challenges with social interaction, communication, and by restricted and repetitive behavior.

Eye-Tracking Instruments

Devices used to measure where and how long a person looks at various points in a visual environment.