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A good relationship with the client can be maintained if the:
Over-The-Counter Market
A decentralized market where securities are traded directly between two parties without a central exchange or broker.
NASDAQ System
A global electronic marketplace for buying and selling securities, as well as the benchmark index for U.S. technology stocks.
Unlisted Securities
Securities that are not traded on a formal exchange, often having fewer regulatory requirements.
Thirty-Year Bond
A long-term debt security issued by governments or corporations with a maturity of thirty years, often used as a benchmark for fixed-income securities.
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