Regulation FD Requires Simultaneous Disclosure of Critical Information Simultaneously to Investment

question 77

Multiple Choice

Regulation FD requires simultaneous disclosure of critical information simultaneously to investment professionals and the general public with the exception of

• A)brokerage firms.
• B)hedge funds.
• C)securities rating service such as Moody's Investor Services and Standard & Poor's.
• D)mutual fund managers.

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Definitions:

Three Years

A period of time equivalent to thirty-six months or the time it takes for the Earth to complete three orbits around the sun.

Legal Document Assistants

Non-lawyer professionals authorized to assist the public in preparing legal documents for self-representation in legal matters, under specific statutory regulations.

Independent Paralegals

Paralegals who work freelance, offering legal services directly to the public under the supervision of a lawyer.

Supervision

The act of overseeing or managing the work or performance of others to ensure standards are met and goals are achieved.