The SEC Attempts to Control Insider Trading in Part By

question 58

Multiple Choice

The SEC attempts to control insider trading in part by:

• A) Prohibiting officers and directors from buying stock of the company they work for/oversee
• B) Prohibiting shareholders from buying stock of affiliated companies
• C) Requiring officers, directors, and shareholders owning 10 percent of the class of equity securities registered with the SEC to file reports concerning their ownership and trading of the corporations securities
• D) All of these