The Executive Branch of the Securities and Exchange Commission

question 47

Multiple Choice

The executive branch of the Securities and Exchange Commission:

• A) decides whether a person has violated the securities statutes or not.
• B) controls securities transactions by creating and passing regulations.
• C) promulgates rules and regulations.
• D) brings enforcement actions against alleged violators of the statutes.

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Definitions:

Frontal Lobes

The front part of the brain associated with decision making, problem solving, control of purposeful behaviors, consciousness, and emotions.

Long-Term Memory

The capability of the brain to store, retain, and recall information over long periods.

Implicit Memory

Refers to unconscious memory processes that enable humans to perform tasks without actively thinking about them, such as riding a bike.

Explicit Memory

A type of long-term memory involving conscious recollection of factual information, previous experiences, and concepts.