Which of the Following Is a Feature of the Securities

question 3

Multiple Choice

Which of the following is a feature of the Securities Exchange Act of 1934 but not the Act of 1933?

• A) It has several sections prohibiting fraud in securities transactions.
• B) The 1934 Act requires additional information in the registration statement.
• C) It has registration provisions for issuance of securities.
• D) The 1934 Act requires periodic disclosure by issuers with publicly held equity securities.

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Definitions:

Note

A written promise to pay a specified amount of money at a given time or on demand.

Distinguish

To recognize or treat as different in some respect due to distinct characteristics or features.

Negotiable

Capable of being bargained or discussed to reach a mutual agreement, often used in the context of contracts, terms, or financial instruments.

Omitted

Left out or not included, either purposefully or accidentally.