Examlex
The ________ is the most important part of the job description because it influences all other parts of the job description.
1933 Act
Officially known as the Securities Act of 1933, it's a U.S. law enacted to ensure transparency in financial statements so investors can make informed decisions about securities.
1934 Act
The Securities Exchange Act of 1934, a U.S. federal law that regulates the secondary trading of securities (stocks, bonds, and debentures) in the United States, established to increase transparency and reduce fraud.
1934 Act
Refers to the Securities Exchange Act of 1934, which regulates the trading of securities such as stocks and bonds in the U.S. and established the Securities and Exchange Commission.
Issuer
An entity that develops, registers, and sells securities to finance its operations, which can be corporations, governments, or municipal bodies.
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