Compare and Contrast the Functions and Responsibilities of a NYSE

question 22

Essay

Compare and contrast the functions and responsibilities of a NYSE specialist with those of an OTC dealer.

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Definitions:

Interest Rate

The proportion of a total amount of money that is charged for borrowing it, usually represented as an annual rate.

Risk Averse

A description of individuals or entities that prefer to avoid risk and seek safer, more predictable outcomes.

Fundamental Analysis

A method of evaluating a security to measure its intrinsic value by examining economic, financial, and other qualitative and quantitative factors.

Rule of 70

A method to estimate the number of years it will take for a variable to double, by dividing 70 by the annual growth rate of the variable.