Examlex
Which of the following is not considered a part of the firm's capital structure?
FINRA
The Financial Industry Regulatory Authority, a non-governmental organization that regulates member brokerage firms and exchange markets, ensuring fairness and honesty in the financial industry.
Public Companies
Corporations that have issued securities through an initial public offering (IPO) and are traded on at least one stock exchange or in over-the-counter markets.
Regulatory Power
The authority granted to government agencies or bodies to enact and enforce rules and regulations governing certain activities or industries.
Comparative Negligence
A legal doctrine that reduces the amount of damages a plaintiff can recover in a negligence-based lawsuit, in proportion to the plaintiff's own percentage of fault.
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