In a Suit for Aiding and Abetting as Per Section

question 15

Multiple Choice

In a suit for aiding and abetting as per section 20(e) of the 1934 Act,to hold a person liable as an aider and abettor,the government must show all of the following EXCEPT:

• A) the existence of a violation of section 10(b)or Rule 10b-5 by the primary party.
• B) the defendant's knowledge of that primary violation of Rule 10b-5.
• C) that the suit's plaintiff is a private individual.
• D) "substantial assistance" of the violation by the defendant.

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Definitions:

Family Cycle

Refers to the series of stages through which a family goes through over time, covering events from marriage, parenthood to the departure of children and old age.

Major Event

An important occurrence or happening with significant impact or consequence.

Grandchildren Being Born

The event of a person's child having offspring, marking the expansion of the family lineage to a new generation.

Secondary Sexual Characteristics

Secondary Sexual Characteristics are features that appear during puberty in humans and distinguish the two sexes from each other but are not directly involved in reproduction.