In Order to Be Actionable Under Rule 10b-5,misstatements or Omissions

question 43

Multiple Choice

In order to be actionable under Rule 10b-5,misstatements or omissions must be made with:

• A) negligence.
• B) lack of due care.
• C) scienter.
• D) recklessness.

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Definitions:

Cross-Situational Consistency

The concept that an individual's behavior tends to be consistent across different situations and contexts.

Self-Fulfilling Tendencies

The phenomenon whereby a person's expectation or belief about a situation or themselves leads to its actualization or enactment.

Social Expectancies

Norms or beliefs about how people are supposed to behave in certain social situations, influencing interactions and perceptions.

Intellectual Expectancies

Preconceived standards or beliefs about intellectual abilities or outcomes that can influence behavior and performance.