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What does "learning transfer" mean?
Securities Act
A U.S. law enacted in 1933 that regulates the offer and sale of securities to protect investors from fraud.
Investment Dealer
A business entity or individual that engages in the buying and selling of securities for its clients or its own account.
Securities Commission
A regulatory body charged with overseeing the securities markets to protect investors and maintain fair, efficient, and transparent systems.
Insider Trading
The illegal practice of trading a public company's stock or other securities based on material, non-public information about the company.
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