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What do prevention strategies aim to do?
Statutory Insider
An individual or entity that is considered an insider for legal or regulatory purposes, often due to their position or relationship with the entity, subject to specific transaction and reporting requirements.
Excluded Organizations
Groups or entities deliberately omitted from a program, policy, or agreement based on specific criteria.
Banks
Financial institutions that accept deposits from the public, make loans, and offer various financial services.
Private Placement Exemption
A securities offering exempt from registration with the SEC, typically offered to a small number of chosen investors.
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