Broker-Dealers (BDs)are Regulated Under

question 1

Multiple Choice

Broker-dealers (BDs) are regulated under:

• A)The Investment Advisers Act of 1934.
• B)The Investment Company Act of 1934.
• C)The Securities Act of 1934.
• D)The Securities Exchange Act of 1934.

---

Definitions:

Skinner

B.F. Skinner was a prominent American psychologist, behaviorist, author, inventor, and social philosopher known for his work in the study of behaviorism and operant conditioning.

Systematic Desensitization

A therapy technique used to treat phobias and anxiety disorders by gradually exposing the patient to the anxious stimuli.

Fear-Producing Stimuli

External cues or situations that elicit a fear response, which can be innate or learned through experience.

Muscular Relaxation

A technique used to reduce stress and anxiety by tensing and then slowly relaxing each muscle group in the body.