An Investment Adviser Has a Duty to Make _____ Based

question 1

Multiple Choice

An investment adviser has a duty to make _____ based on a _____ inquiry into a client's investment objectives,financial situation and other factors.

• A)Manage assets / reasonable.
• B)Manage assets / suitable.
• C)Recommendations / reasonable.
• D)Recommendations / suitable.

---

Definitions:

Tax

A required financial imposition or alternative type of duty enforced on a taxpayer by a governing body to support government funding and assorted public expenses.

Tax

An obligatory monetary contribution or another kind of charge levied on a taxpayer by a government authority for the purpose of funding government operations and diverse public costs.

Higher Prices

A situation in which the cost of goods or services increases, often due to factors such as increased demand or higher production costs.

Tax Imposition

The process by which a government or authority imposes a financial charge or levy upon a taxpayer.