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List the Seven Elements of a Rule 10b-5 Cause of Action

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Essay

List the seven elements of a Rule 10b-5 cause of action.


Definitions:

Stock Split

An increase in a firm’s shares outstanding without any change in owner’s equity.

Retained Earnings

Profit that is not distributed to the shareholders but is kept by the company for future investment or to pay off debt.

Dividend Income

Income received from owning shares of a company in the form of dividends.

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