Which One of the Following Prohibits Fraudulent and Unfair Behavior

question 69

Multiple Choice

Which one of the following prohibits fraudulent and unfair behavior such as sales practice abuses and insider trading?

• A) The Securities Act of 1933.
• B) The Securities Exchange Act of 1934.
• C) The Investment Company Act of 1940.
• D) The Investment Advisers Act of 1940.
• E) The Sarbanes-Oxley Act of 2002.

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Definitions:

Euphemisms

Words or phrases used to avoid or soften expressions that might be considered harsh or unpleasant to hear.

Senior Citizens

Individuals who are considered to be in the later stage of life, often defined by retirement age or specific age thresholds, typically 65 and older.

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Active Voice

A grammatical voice in which the subject of the sentence performs the action expressed by the verb, often making the sentence clearer and more direct.