Which One of the Following Requires the Registration of Mutual

question 43

Multiple Choice

Which one of the following requires the registration of mutual funds that engage in investing and trading in securities?

• A) The Securities Act of 1933.
• B) The Securities Exchange Act of 1934.
• C) The Investment Company Act of 1940.
• D) The Foreign Corrupt Practices Act of 1977.
• E) The Sarbanes-Oxley Act of 2002.

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Definitions:

Financial Management

The practice of planning, organizing, controlling, and monitoring financial resources with a view to achieve organizational goals and objectives.

Traditional Student

A student 18 to 25 years old, usually going from high school directly to college.

Hands-On Experience

Practical experience gained through direct involvement in a task or activity, often as opposed to theoretical knowledge.

Networking Opportunities

Chances to meet and interact with other people in one’s industry or field of interest, often for the purpose of professional advancement.