Each of the Following Questions Names an Item

question 33

Short Answer

Each of the following questions names an item. Select the correct description of the item from this list. Indicate your selection by entering the letter of the description.
Descriptions
a. Provides preliminary information to investors about an upcoming issue.
b. Informs investors of an upcoming offering.
c. Required annual filing to the SEC.
d. Discloses unscheduled material events.
e. Includes amendments to the Securities Act, additional disclosure requirements, and other current issues regarding accounting and auditing principles and standards.
f. Results in a thorough examination by the SEC of a registration statement.
g. Issued by the staff of the SEC and contains differences that must be corrected in a registration statement before the securities may be offered or sale.
h. Quarterly report to SEC.
i. Includes new or revised administrative practices and interpretations used in reviewing financial statements.
j. Includes the results of actions taken against accountants or other participants because false or misleading statements were filed.
k. Includes Regulations S-X and S-K.
Form 8-K

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Definitions:

Oka Crisis

A land dispute between a group of Mohawk people and the town of Oka, Quebec, Canada, in 1990, marking a significant moment in Indigenous rights movements.

Golf Course

An area of land designated for playing golf, typically consisting of 9 or 18 holes and various hazards.

Delgamuukw v. British Columbia

A landmark Canadian court case that recognized the legal rights of indigenous peoples to their ancestral lands.

Oral History

The collection and study of historical information using recordings of interviews with people having personal knowledge of past events.