Each of the Following Questions Names an Item

question 32

Short Answer

Each of the following questions names an item. Select the correct description of the item from this list. Indicate your selection by entering the letter of the description.
Descriptions
a. Provides preliminary information to investors about an upcoming issue.
b. Informs investors of an upcoming offering.
c. Required annual filing to the SEC.
d. Discloses unscheduled material events.
e. Includes amendments to the Securities Act, additional disclosure requirements, and other current issues regarding accounting and auditing principles and standards.
f. Results in a thorough examination by the SEC of a registration statement.
g. Issued by the staff of the SEC and contains differences that must be corrected in a registration statement before the securities may be offered or sale.
h. Quarterly report to SEC.
i. Includes new or revised administrative practices and interpretations used in reviewing financial statements.
j. Includes the results of actions taken against accountants or other participants because false or misleading statements were filed.
k. Includes Regulations S-X and S-K.
Form 10-Q

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Definitions:

Compose

The act of creating a written piece, such as an email or a document.

Store

Refers to a physical or online place where goods or services are offered for sale.

Router

A networking device that forwards data packets between computer networks, creating an overlay internetwork.

User Name

An identification used by a person with access to a computer, network, or online service, typically requiring a password.