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Dual Distribution Is Considered Illegal If

question 172

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Dual distribution is considered illegal if:


Definitions:

Securities and Exchange Commission

A U.S. government agency that oversees securities transactions, activities of financial professionals and mutual fund trading to prevent fraud and intentional deception.

Referral System

A structured way of encouraging people to recommend a business's products or services to others, often rewarded with incentives.

Consultants

Professionals who provide expert advice in a particular area such as business, education, law, regulatory compliance, or healthcare.

Startup Entrepreneur

An individual who initiates, organizes, and launches a new business, typically characterized by innovation and significant risk.

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