The SEC Provision Under Which Qualified Institutional Investors Can Trade

question 48

Multiple Choice

The SEC provision under which qualified institutional investors can trade privately placed securities among themselves is called

• A) Rule 144A
• B) Rule 415
• C) Sarbanes-Oxley Act
• D) None of the above

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Definitions:

Natural

Naturally occurring and not manufactured or created by human beings.

Biased

Showing an unfair preference or prejudice for or against something or someone.

Internal Validity

The extent to which a study can demonstrate a cause-and-effect relationship between its variables.

Epidemiological Study

Research conducted to understand the distribution and determinants of health-related states or events in specific populations, and to apply this study to control health problems.