An Option for Selling Securities Reserved for Larger Firms (MVE

question 41

Multiple Choice

An option for selling securities reserved for larger firms (MVE > $150,000,000) whereby the firm files a master registration statement and then can sell small increments of the stock over the next two years by filing a short-form statement is called _____.

• A) SEC registration
• B) red herring
• C) shelf registration
• D) commission registration

---

Definitions:

Business Organization

A structured entity formed for the purpose of conducting commercial, industrial, or professional activities, with structures ranging from sole proprietorships to corporations.

Triple Bottom Line

A framework or theory that recommends companies commit to focus on social and environmental concerns just as they do on profits, encapsulating three Ps: profit, people, and planet.

Corporate Form

A legal structure for organizing a business as a separate legal entity, which can own property, enter into contracts, sue and be sued, distinct from its owners (shareholders).

Sole Proprietorships

Sole proprietorships are businesses owned and operated by one person, where there is no legal distinction between the owner and the business entity.